- This forum has 266 topics, 400 replies, and was last updated 1 hour, 39 minutes ago by
.
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- Topic
- Posts
- Freshness
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- I deal with retail clients. Do I need to keep a hard copy of client files?
- 4
- 10 years, 10 months ago
- Should I apply for a derivatives authorisation on my AFSL, because I recommend instalment warrants?
- 3
- 10 years, 10 months ago
- Unsolicited agreements: Do we have to comply with the Aus Consumer Law sections as well as the anti-hawking sections of the Corps Act and DNCR Act?
- 1
- 11 years, 1 month ago
