Australian Financial Services Licensing (AFSL) Forum

Australian Credit Licensing (ACL) Forum >

Home › Forums › Australian Financial Services Licensing (AFSL) Forum › Wanting to buy Retail Securities Dealing AFSL with custodial Services

Tagged: ,

Viewing 1 post (of 1 total)
  • Author
    Posts
  • April 30, 2022 at 12:44 pm #7762 Reply

    rupert123
    Member

    Hi I am looking to buy a retail securities dealing AFSL that has authorisation to operate custodial services.

    The licence has to be for retail clients.

    Must have advice and dealing by arrange for securities.

    Must have operate custodial services authorisations.

    Please call me on +61410213720 if anybody knows of any available.

    Thanks Rupert

  • Author
    Posts
Viewing 1 post (of 1 total)

Reply

Reply To: Wanting to buy Retail Securities Dealing AFSL with custodial Services

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre class=""> <em> <strong> <del datetime="" cite=""> <ins datetime="" cite=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

Ask a question

Find an answer

  • Got a question? Search our forum for the answer.

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More