Anti-Money Laundering and Counter-Terrorism Financing

Home Forums Anti-Money Laundering and Counter-Terrorism Financing RM on 1 AFSL and an AR on another

This topic contains 1 reply, has 2 voices, and was last updated by PeterRM PeterRM 3 years, 3 months ago.

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  • #5096 Reply

    James

    Can you be an RM on 1 AFSL and a AR on another? the ASIC website said generally speaking no. I\’m an RM on an AFSL for FX and derivatives. I\’m looking at being an AR on a typical fin planning licence. Can I do this?

    #5115 Reply
    PeterRM
    PeterRM
    Member

    Did you call ASIC? Possibly a clearer answer would be provided by phone.

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