Australian Financial Services Licensing (AFSL) Forum

Viewing 2 posts - 1 through 2 (of 2 total)
  • Author
  • #3602 Reply


    Do anyone has and willing to provide me HARD or SOFT copy of client meeting either face to face or over the phone conversation for a record keeping.

    Kind regards


    0449 627 538

    #3603 Reply

    Hi Sam,

    Compact – Compliance & Training has various templates and compliance manuals for financial services businesses that may assist you.

    You can check out our range at

    Glide over the SUPERDOCS tab for further information and see our range of products.

    If we can assist you further, please don’t hesitate to contact us on 03 9670 8056.

    Kind regards,
    Catherine Chandler

Viewing 2 posts - 1 through 2 (of 2 total)


Reply To: Record form

Your information:

<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre class=""> <em> <strong> <del datetime="" cite=""> <ins datetime="" cite=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff