Australian Financial Services Licensing (AFSL) Forum

Home Forums Australian Financial Services Licensing (AFSL) Forum Marketing/Lead Generation AFSL requirements?

This topic contains 0 replies, has 1 voice, and was last updated by  Jmelb90 1 month, 1 week ago.

Viewing 1 post (of 1 total)
  • Author
    Posts
  • #5895 Reply

    Jmelb90
    Member

    Hi there,
    Looking for some information on what AFSL Requirements(License Holder, Authorised Representative, etc), would be applicable for a marketing/lead generation business?

    The marketing would sit as a “middle man” – person is directed to external website, person’s details are knowingly collected, and passed onto financial planning business – the person is fully aware they will be contacted for further discussion.

    The external website(nor marketing firm) would not provide specific financial advice, or disclose the name of the financial planning business the users details will be passed onto.

    Would the marketing firm require an AFSL, or be an Authorised Representative under the AFSL of the financial planning business?

    Thanks,

Viewing 1 post (of 1 total)

Reply

Reply To: Marketing/Lead Generation AFSL requirements?

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre> <em> <strong> <del datetime=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • trex

    Tailored Regulatory Exchange

    what is this and does it bite ?

    Find OutLogin

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    Responsible Manager Training, AFSL, and ACL applications and variations and more…

    Compliance support