Australian Financial Services Licensing (AFSL) Forum

Australian Credit Licensing (ACL) Forum >

Home › Forums › Australian Financial Services Licensing (AFSL) Forum › Looking to become an authorised rep of an AFSL holder (online stock broker)

Viewing 1 post (of 1 total)
  • Author
    Posts
  • August 9, 2018 at 9:34 am #5357 Reply

    katie
    Guest

    We are looking to become an authorised rep of an AFSL holder (ideally online stock broker based in Melbourne), as we want to obtain an authorisation to start the equity trading service (for ASX-listed stocks). Anyone knows where we can get a list of potential brokers for the discussions? Thanks.

  • Author
    Posts
Viewing 1 post (of 1 total)

Reply

Reply To: Looking to become an authorised rep of an AFSL holder (online stock broker)

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre class=""> <em> <strong> <del datetime="" cite=""> <ins datetime="" cite=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

Ask a question

Find an answer

  • Got a question? Search our forum for the answer.

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More