Australian Financial Services Licensing (AFSL) Forum

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This topic contains 0 replies, has 1 voice, and was last updated by  simonchen 4 months, 2 weeks ago.

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    simonchen
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    <div style=”margin: 0px; padding: 0px; border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”>Hi, I am looking for is a securities dealer license.</div>
    <div style=”margin: 0px; padding: 0px; border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”></div>
    <div style=”margin: 0px; padding: 0px; border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”>The key requirements:</div>

      <li style=”border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”><span style=”color: inherit; font-family: inherit; font-size: inherit; font-style: inherit; font-variant-ligatures: inherit; font-variant-caps: inherit; font-weight: inherit;”>Applying for, acquiring, varying or disposing of a financial product in respect of the securities. </span>
      <li style=”border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”><span style=”margin: 0px; padding: 0px; border: 0px; font: inherit; vertical-align: baseline; color: inherit;”>Providing custodial or depository services. </span>
      <li style=”border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”><span style=”margin: 0px; padding: 0px; border: 0px; font: inherit; vertical-align: baseline; color: inherit;”>To retail and wholesale clients. (Wholesale clients only is considerable)
      </span>

    <div style=”margin: 0px; padding: 0px; border: 0px; font-variant-numeric: inherit; font-variant-east-asian: inherit; font-stretch: inherit; font-size: 12pt; line-height: inherit; font-family: Calibri, Arial, Helvetica, sans-serif; vertical-align: baseline; color: black;”>
    <div style=”margin: 0px; padding: 0px; border: 0px; font: inherit; vertical-align: baseline; color: inherit;”>If the license is able to issue interests in investment scheme in respect of securities and/or securities, that will be great.</div>
    </div>
    <div>Please email simon@ifsmarkets.com.</div>
    <div></div>
    <div>Regards.</div>

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