Australian Financial Services Licensing (AFSL) Forum

Tagged: 

Viewing 1 post (of 1 total)
  • Author
    Posts
  • #7904 Reply

    anco9999
    Member

    Look for AFSLs

     

    1. Advice and deal in general insurance product, to wholesale and retail clients

    2. Advice and deal in general insurance product, deposit product to wholesale and retail clients

    3. Deal in MIS; operate registered MIS with the type of scheme which cover “financial asset”, to wholesale and retail clients

    4. Advice, deal in and make a market in FX contracts, to wholesale and retail clients

    5. Advice, deal in derivatives, FX contracts, to wholesale and retail clients

     

    Please text 0448485999

Viewing 1 post (of 1 total)

Reply

Reply To: Look for licenses

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre class=""> <em> <strong> <del datetime="" cite=""> <ins datetime="" cite=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More