Australian Financial Services Licensing (AFSL) Forum

Viewing 2 posts - 1 through 2 (of 2 total)
  • Author
    Posts
  • #5575 Reply

    Dave
    Guest

    Can a licensee that provides financial services to wholesale clients only appoint a foreign individual or body corporate as an authorised rep to provide services to wholesale clients only?

    #5589 Reply

    John
    Guest

    Definitely not, you should review the Foreign Investment section of the Corps. Act.

Viewing 2 posts - 1 through 2 (of 2 total)

Reply

Reply To: Foreign authorised reps?

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre class=""> <em> <strong> <del datetime="" cite=""> <ins datetime="" cite=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More