Australian Financial Services Licensing (AFSL) Forum

This topic contains 4 replies, has 2 voices, and was last updated by  Danielle 3 months, 1 week ago.

Viewing 5 posts - 1 through 5 (of 5 total)
  • Author
    Posts
  • #5820 Reply

    paulmccabe
    Member

    Startup Looking to Use or buy AFSL for Securities Trading advice and Funds management advice

    #5855 Reply

    Danielle

    Hi Paul. Do you need authorisation for personal or general advice; to deal or to operate? I could likely assist with an afsl to deal MIS/securities, general advice only. This would work for a startup who wants to design their own fund/s and outsource the RE and custody.

    #5857 Reply

    Paul McCabe

    Sounds Good Danielle,

    Can you please provide me with your pricing options ?

     

    Regards Paul

    #5858 Reply

    Paul McCabe

    General advice only for MIS/Securities thanks Danielle.

    Regards Paul

    #5859 Reply

    Danielle

    The afsl is owned by a client of mine, it’s a dealing license (MIS etc). I’ll confirm their pricing and come back to you by email (mine’s dan68trader@gmail.com if you’d prefer to send me your email address).

Viewing 5 posts - 1 through 5 (of 5 total)

Reply

Reply To: AFSL Licence

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre> <em> <strong> <del datetime=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • trex

    Tailored Regulatory Exchange

    what is this and does it bite ?

    Find OutLogin

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    Responsible Manager Training, AFSL, and ACL applications and variations and more…

    Compliance support