Australian Financial Services Licensing (AFSL) Forum

Viewing 15 posts - 91 through 105 (of 105 total)
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  • #5962 Reply

    Peter White
    Guest

    <p style=”margin: 0px; padding: 0px 0px 5px; color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”>We have an AFSL for sale with no clients attached. Applied for and been utilised since 2009 however the business is now winding down.</p>
    <p style=”margin: 0px; padding: 0px 0px 5px; color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”>It has licensing to provide advice in and dealing for basic deposit products, life Insurance, interest in managed investment schemes, securities and superannuation for retail clients.</p>
    <p style=”margin: 0px; padding: 0px 0px 5px; color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”></p>
    <p style=”margin: 0px; padding: 0px 0px 5px; color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”>Please contact me on 0414225163 if interested.</p>

    #5963 Reply

    Peter White
    Guest

    <span style=”font-size: 9.0pt; font-family: ‘Calibri’,sans-serif; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-theme-font: minor-latin; color: #4e4e4e;”>We have an AFSL for sale with no clients attached. Applied for and been utilised since 2009 however the business is now winding down.</span>
    <p style=”font-variant-ligatures: normal; font-variant-caps: normal; orphans: 2; text-align: start; widows: 2; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; word-spacing: 0px;”><span style=”font-size: 9.0pt; font-family: ‘Calibri’,sans-serif; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-theme-font: minor-latin; color: #4e4e4e;”>It has licensing to provide advice in and dealing for basic deposit products, life Insurance, interest in managed investment schemes, securities and superannuation for retail clients.</span></p>
    <p style=”font-variant-ligatures: normal; font-variant-caps: normal; orphans: 2; text-align: start; widows: 2; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; word-spacing: 0px;”><span style=”font-size: 9.0pt; font-family: ‘Calibri’,sans-serif; mso-ascii-theme-font: minor-latin; mso-hansi-theme-font: minor-latin; mso-bidi-theme-font: minor-latin; color: #4e4e4e;”>Please contact me on 0414225163 if interested.</span></p>

    #5992 Reply

    James Hanney
    Guest

    Hi Stephen,

    We are interested in your AFSL please contact me on 0417 572 612.

    Cheers

    Jim Hanney

    #6202 Reply

    paulgerrard
    Member

    AFSL for sale now

    Paul Gerrard

    Hi,

    A couple of years ago I sold my company with an AFSL.

    Now, a friend wants to sell his company with an AFSL that has the following authorizations.
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>1. This licence authorises the licensee to carry on a</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      financial services business to:</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>   (a) provide financial product advice for the following</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>         classes of financial products:</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (i) derivatives;</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (ii) foreign exchange contracts; and</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (iii) securities; and</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>   (b) deal in a financial product by:</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (i) issuing, applying for, acquiring, varying or</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            disposing of a financial product in respect of</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            the following classes of financial products:</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (A) derivatives; and</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (B) foreign exchange contracts; and</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (ii) applying for, acquiring, varying or disposing</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            of a financial product on behalf of another</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            person in respect of the following classes of</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            products:</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (A) derivatives;</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (B) foreign exchange contracts; and</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (C) securities;</div>
    <div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      to retail and wholesale clients.</div>
    If you are interested please contact me.

    Paul Gerrard … paul@pagex.biz … 0406 324477

    #6203 Reply

    paulgerrard
    Member

    AFSL for sale now

    Paul Gerrard

    Hi,

    (I apologise for the formatting of the above post. The system won’t allow me to edit it or delete it so I will simply try again.)

    A couple of years ago I sold my company with an AFSL.

    Now, a friend wants to sell his company with an AFSL that has the following authorizations.

    1. This licence authorises the licensee to carry on a financial services business to:

    (a) provide financial product advice for the following classes of financial products:
    (i) derivatives;
    (ii) foreign exchange contracts;
    (iii) securities;

    and

    (b) deal in a financial product by:

    (i) issuing, applying for, acquiring, varying disposing of a financial product in respect of the following classes of financial products:
    (A) derivatives; and
    (B) foreign exchange contracts; and

    (ii) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
    (A) derivatives;
    (B) foreign exchange contracts; and
    (C) securities;

    to retail and wholesale clients.

    If you are interested please contact me.

    Paul Gerrard … paul@pagex.biz … 0406 324477

    #6774 Reply

    Robert Harder
    Guest

    <p class=”MsoNormal”>I’m interested in purchasing a Retail AFSL , for</p>
    <p class=”MsoNormal”></p>
    <p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>deal in a financial product by:</span></p>
    <p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>      (i) issuing, applying for, acquiring, varying or</span></p>
    <p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>            disposing of a financial product in respect of</span></p>
    <p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>            the following classes of financial products:</span></p>
    <p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>        (A) interests in managed investment schemes</span></p>

    #6874 Reply

    simon
    Guest

    Hi guys,

     

    I’m looking for an AFSL to provide derivatives products to retail clients.

    If you have any resource please feel free to contact me at simonwei22kl@gmail.com

     

    Thanks

    #6905 Reply

    Eric
    Guest

    Dear All,

    Our group has a company with AFSL for sale.  Below is the authorisation details. If you are interested, please call me on 04 4888 3955 or email me on eric.c@ouf.com.au

    1. This licence authorises the licensee to carry on a financial services business to:

    (a) provide financial product advice for the following classes of financial products:

    (i) life products limited to:

    (A) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

    (ii) interests in managed investment schemes including:

    (A) investor directed portfolio services;

    (iii) securities; and

    (iv) superannuation; and

    (b) deal in a financial product by:

    (i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:

    (A) deposit and payment products limited to:

    (1) basic deposit products;

    (B) life products limited to:

    (1) life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;

    (C) interests in managed investment schemes including:

    (1) investor directed portfolio services;

    (D) securities; and

    (E) superannuation; to retail clients.

     

    #6907 Reply

    Alex
    Guest

    Hi,

    I am looking for a AFSL to provide the securities to retails and wholesale.

    My email: Director@tptraining.edu.au

    Thanks

    #6987 Reply

    Michael
    Guest

    Are you wanting to become a Corporate Authorised Representative (CAR) under an AFSL and wish to run your own company and build your own brand name?

    I have an AFSL authorised to provide advice in Securities, Derivatives and Foreign Exchange Contracts for retail and wholesale clients.

    Office space, back office service, trading platform are also available.

    If you are interested, please email me at: m15616@hotmail.com

    Cheers

    #6992 Reply

    Craig M
    Guest

    Hi, I am selling a clean skin never used Financial Planning AFSL. Includes MDA (no margin lending). Happy to take questions. Craig M

    #6993 Reply

    Craig M
    Guest

    <span style=”color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px;”>Hi Jim, are you still looking to buy an AFSL, I am selling a clean skin never used Financial Planning AFSL. Includes MDA (no margin lending). Happy to take questions. Craig M</span>

    #6994 Reply

    Craig M
    Guest

    Hi Mark, are you still looking for an AFSL?
    <p class=”MsoNormal”><span style=”mso-bidi-font-family: Calibri; mso-bidi-theme-font: minor-latin; color: #4e4e4e; background: white;”>I am selling a clean skin never used Financial Planning AFSL. Includes MDA (no margin lending). Happy to take questions. Craig M</span></p>

    #7332 Reply

    Michael
    Guest

    <p class=”MsoNormal” style=”text-align: justify;”>If you are thinking of obtaining your own AFSL, we can help you with your application process from start to end including a well-qualified and experienced Responsible Manager suited for your application.</p>
    <p class=”MsoNormal” style=”text-align: justify;”>If your application not successful in obtaining your licence and ASIC refused to issue the AFSL, then we will refund your application preparation and follow-up fees excluding the GST; conditions apply.</p>
    <p class=”MsoNormal” style=”text-align: justify;”>Please send us an email with your contact phone number, so we can have a confidential discussion.</p>
    <p class=”MsoNormal”>Our email address is:<span style=”mso-spacerun: yes;”>  </span>m15616@hotmail.com</p>

    #7333 Reply

    Michael
    Guest

    If you are thinking of obtaining your own AFSL, we can help you with your application process from start to end including a well-qualified and experienced Responsible Manager suited for your application.

    If your application not successful in obtaining your licence and ASIC refused to issue the AFSL, then we will refund your application preparation and follow-up fees excluding the GST; conditions apply.

    Please send us an email with your contact phone number, so we can have a confidential discussion.

    Our email address is:    m15616@hotmail.com

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