Australian Financial Services Licensing (AFSL) Forum

This topic contains 50 replies, has 3 voices, and was last updated by  Lawrence 3 days, 8 hours ago.

Viewing 6 posts - 46 through 51 (of 51 total)
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  • #5576 Reply

    Andrew

    Hi

    I have an AFSL for sale with the following authorisations.
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>1. This licence authorises the licensee to carry on a financial services business to:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(a) provide financial product advice to wholesale and retail clients for the following classes of</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>financial products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(i) deposit and payment products limited to: (A) basic deposit products;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(ii) derivatives;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(iii) foreign exchange contracts;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(iv) interests in managed investment schemes</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>including:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) investor directed portfolio services; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(v) securities; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(b) deal in a financial product by:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) derivatives; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(B) foreign exchange contracts; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(ii) applying for, acquiring, varying or disposing</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) deposit and payment products limited to: (1) basic deposit products;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(B) derivatives;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(C) foreign exchange contracts;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(D) interests in managed investment schemes including:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(1) investor directed portfolio services; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(E) securities;</p>
    The license has had very limited historical trading.

    If you would like to discuss further please contact Andrew Martin at andrew@augurp.com.au

     

    #5577 Reply

    Andrew

    Please ignore my last post.

    I have an AFSL for sale with the following authorisations.

    1. This license authorises the licensee to carry on a financial services business to:

    (a) provide financial product advice to wholesale and retail clients for the following classes of financial products:

    (1) deposit and payment products limited to:

    (1)basic deposit products;
    (2)derivatives;
    (2)foreign exchange contracts;
    (4)interest in managed investment schemes including:
    (a) investor directed portfolio services; and
    (5)securities;and

    (b) deal in financial product by:
    (1) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients for the following classes of financial products;
    (A) derivatives; and
    (B)foreign exchange contracts; and
    (2) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:

    (A) deposit and payment products limited to (1) basic deposit products:(2) derivatives; (3) foreign exchange contracts; (4) interests in managed investment schemes including (1) investor directed portfolio services; and (e) Securities.

    If you would like further information please email Andrew @ andrew@augurp.com.au.
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>

    #5581 Reply

    Ken

    Hello User,

    Are you still interested in exploring possibilities with an AFSL?

    If so, please email me on kdfortein11@gmail.com

    Regards,

     

    Ken

    #5588 Reply

    Bill Brown

    Hi,

    I’m interested in exploring whether it’s possible to buy an entity to run a funds management business.  My focus has been on trying to ‘get’ a job in funds management, but reading this forum, maybe its better to ‘buy’ a job.

    Because I’m not sure what is possible, I’ll say what I can offer and am after, and if someone believes they can help, feel free to make contact.

    My skill is in allocating the funds. I believe I can achieve above average results over the long term investing in Australian and international equities.  What I can do and want to do is allocate the funds as funds manager, and beyond that engage the necessary professionals to support the business.  There are no committed clients, however the required capital to set it up and run the business until there are, is available.

    If someone believes they may be in position to offer me something, please feel free to make contact at billbrown1961@yandex.com.

    I have previously posted, and will continue to post at: https://www.complianceforum.com.au/forums/topic/wanted-work-as-a-funds-manager/

    Regards
    Bill

    #5594 Reply

    Christy
    Member

    Hi, We are interested in buying the AFS Lisence with non-cash payment. Please contact me via pr@jsycapital.com.au if you have any clues. Many thanks.

    #5602 Reply

    Lawrence

    I have a financial services + derivatives AFSL for sale. please contact me – lawrence@twfs.com.au

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