Topic: AFSL for sale | Compliance Forum

Tagged: AFSL, Australian Financial Services Licence

This topic has 106 replies, 10 voices, and was last updated 1 year, 1 month ago by Gary.

Viewing 15 posts - 46 through 60 (of 107 total)

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July 25, 2019 at 9:58 am #5576 Reply

Andrew
Guest

Hi

I have an AFSL for sale with the following authorisations.
1. This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice to wholesale and retail clients for the following classes of
financial products:
(i) deposit and payment products limited to: (A) basic deposit products;
(ii) derivatives;
(iii) foreign exchange contracts;
(iv) interests in managed investment schemes
including:
(A) investor directed portfolio services; and
(v) securities; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:
(A) derivatives; and
(B) foreign exchange contracts; and
(ii) applying for, acquiring, varying or disposing
of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:
(A) deposit and payment products limited to: (1) basic deposit products;
(B) derivatives;
(C) foreign exchange contracts;
(D) interests in managed investment schemes including:
(1) investor directed portfolio services; and
(E) securities;
The license has had very limited historical trading.

If you would like to discuss further please contact Andrew Martin at andrew@augurp.com.au

July 25, 2019 at 10:19 am #5577 Reply

Andrew
Guest

Please ignore my last post.

I have an AFSL for sale with the following authorisations.

1. This license authorises the licensee to carry on a financial services business to:

(a) provide financial product advice to wholesale and retail clients for the following classes of financial products:

(1) deposit and payment products limited to:

(1)basic deposit products;
(2)derivatives;
(2)foreign exchange contracts;
(4)interest in managed investment schemes including:
(a) investor directed portfolio services; and
(5)securities;and

(b) deal in financial product by:
(1) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients for the following classes of financial products;
(A) derivatives; and
(B)foreign exchange contracts; and
(2) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:

(A) deposit and payment products limited to (1) basic deposit products:(2) derivatives; (3) foreign exchange contracts; (4) interests in managed investment schemes including (1) investor directed portfolio services; and (e) Securities.

If you would like further information please email Andrew @ andrew@augurp.com.au.






July 29, 2019 at 5:19 pm #5581 Reply

Ken
Guest

Hello User,

Are you still interested in exploring possibilities with an AFSL?

If so, please email me on kdfortein11@gmail.com

Regards,

Ken

August 4, 2019 at 7:09 pm #5588 Reply

Bill Brown
Guest

Hi,

I’m interested in exploring whether it’s possible to buy an entity to run a funds management business. My focus has been on trying to ‘get’ a job in funds management, but reading this forum, maybe its better to ‘buy’ a job.

Because I’m not sure what is possible, I’ll say what I can offer and am after, and if someone believes they can help, feel free to make contact.

My skill is in allocating the funds. I believe I can achieve above average results over the long term investing in Australian and international equities. What I can do and want to do is allocate the funds as funds manager, and beyond that engage the necessary professionals to support the business. There are no committed clients, however the required capital to set it up and run the business until there are, is available.

If someone believes they may be in position to offer me something, please feel free to make contact at billbrown1961@yandex.com.

I have previously posted, and will continue to post at: https://www.complianceforum.com.au/forums/topic/wanted-work-as-a-funds-manager/

Regards
Bill

August 9, 2019 at 5:36 pm #5594 Reply

Christy
Member

Hi, We are interested in buying the AFS Lisence with non-cash payment. Please contact me via pr@jsycapital.com.au if you have any clues. Many thanks.

August 21, 2019 at 3:44 pm #5602 Reply

Lawrence
Guest

I have a financial services + derivatives AFSL for sale. please contact me – lawrence@twfs.com.au

August 30, 2019 at 1:07 pm #5619 Reply

Sam
Guest

I have a client looking to sell AFSL. Has everything for MIS, retail and wholesale, derivatives, foreign exchange, wholesale custody and more.

To be sold as a clean skin I.e. all current contracts and schemes will be removed within 90 days of sale.

Two directors and RMs available for handover and ongoing services.

Rare valuable AFSL. They are looking for $250-200k and ready move asap.

Contact me at samafslforsale@gmail.com

September 2, 2019 at 3:49 pm #5622 Reply

Mithin Khan
Guest

We are looking to be AR of an AFSL with FX issuing authority. Please contact me on mithin.khan@fx2.com.au if you know if any dealer group providing this capability. Thanks

September 5, 2019 at 2:38 pm #5626 Reply

energytrading
Member

Licensee for sale by company shares. Very clean. Has MIS, advising, dealing, derivatives, FX, basic deposits etc for w/s clients. All financials, audits available. Draft sale & purchase docs also available needed. Can be turned around quickly. RM & Director transition can be negotiated. Contact energytrading@iinet.net.au for details.

September 13, 2019 at 2:46 pm #5632 Reply

Andy Jay
Member

Hi Guy pl get in touch with us regarding your AFSL for sale. Andrew Jay 0413602519

September 13, 2019 at 2:48 pm #5633 Reply

Andy Jay
Member

Hi Sam, Interested in exploring your clients proposition. Pl call on 0413602519. BR, Andrew Jay

September 13, 2019 at 2:50 pm #5634 Reply

Andy Jay
Member

Hi Lawrence, Pl contact Andrew re your AFSL for sale. 0413602519.

September 13, 2019 at 2:54 pm #5635 Reply

Andy Jay
Member

Hi Ken, Pl contact Andrew regarding this licence for sale on 0413602519.

September 13, 2019 at 2:56 pm #5636 Reply

Andy Jay
Member

Hi Andrew, We are very keen to explore the AFSL licence for sale. Pl contact me on 0413602519. Andrew

September 15, 2019 at 9:00 pm #5638 Reply

Andrew
Guest

Hello,

I’m looking for an AFSL providing retail and/or wholesale application for an insurance underwriting business.

Can any assist please?

Regards.

Andrew
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