Australian Financial Services Licensing (AFSL) Forum

This topic contains 64 replies, has 8 voices, and was last updated by VanMac VanMac 2 days, 17 hours ago.

Viewing 15 posts - 46 through 60 (of 65 total)
  • Author
    Posts
  • #5576 Reply

    Andrew

    Hi

    I have an AFSL for sale with the following authorisations.
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>1. This licence authorises the licensee to carry on a financial services business to:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(a) provide financial product advice to wholesale and retail clients for the following classes of</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>financial products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(i) deposit and payment products limited to: (A) basic deposit products;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(ii) derivatives;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(iii) foreign exchange contracts;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(iv) interests in managed investment schemes</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>including:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) investor directed portfolio services; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(v) securities; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(b) deal in a financial product by:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(i) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients in respect of the following classes of financial products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) derivatives; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(B) foreign exchange contracts; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(ii) applying for, acquiring, varying or disposing</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(A) deposit and payment products limited to: (1) basic deposit products;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(B) derivatives;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(C) foreign exchange contracts;</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(D) interests in managed investment schemes including:</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(1) investor directed portfolio services; and</p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”>(E) securities;</p>
    The license has had very limited historical trading.

    If you would like to discuss further please contact Andrew Martin at andrew@augurp.com.au

     

    #5577 Reply

    Andrew

    Please ignore my last post.

    I have an AFSL for sale with the following authorisations.

    1. This license authorises the licensee to carry on a financial services business to:

    (a) provide financial product advice to wholesale and retail clients for the following classes of financial products:

    (1) deposit and payment products limited to:

    (1)basic deposit products;
    (2)derivatives;
    (2)foreign exchange contracts;
    (4)interest in managed investment schemes including:
    (a) investor directed portfolio services; and
    (5)securities;and

    (b) deal in financial product by:
    (1) issuing, applying for, acquiring, varying or disposing of a financial product to wholesale and retail clients for the following classes of financial products;
    (A) derivatives; and
    (B)foreign exchange contracts; and
    (2) applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale and retail clients in respect of the following classes of products:

    (A) deposit and payment products limited to (1) basic deposit products:(2) derivatives; (3) foreign exchange contracts; (4) interests in managed investment schemes including (1) investor directed portfolio services; and (e) Securities.

    If you would like further information please email Andrew @ andrew@augurp.com.au.
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>
    <p style=”margin: 0px; font-stretch: normal; font-size: 8px; line-height: normal; font-family: Verdana; color: #000000;”></p>

    #5581 Reply

    Ken

    Hello User,

    Are you still interested in exploring possibilities with an AFSL?

    If so, please email me on kdfortein11@gmail.com

    Regards,

     

    Ken

    #5588 Reply

    Bill Brown

    Hi,

    I’m interested in exploring whether it’s possible to buy an entity to run a funds management business.  My focus has been on trying to ‘get’ a job in funds management, but reading this forum, maybe its better to ‘buy’ a job.

    Because I’m not sure what is possible, I’ll say what I can offer and am after, and if someone believes they can help, feel free to make contact.

    My skill is in allocating the funds. I believe I can achieve above average results over the long term investing in Australian and international equities.  What I can do and want to do is allocate the funds as funds manager, and beyond that engage the necessary professionals to support the business.  There are no committed clients, however the required capital to set it up and run the business until there are, is available.

    If someone believes they may be in position to offer me something, please feel free to make contact at billbrown1961@yandex.com.

    I have previously posted, and will continue to post at: https://www.complianceforum.com.au/forums/topic/wanted-work-as-a-funds-manager/

    Regards
    Bill

    #5594 Reply

    Christy
    Member

    Hi, We are interested in buying the AFS Lisence with non-cash payment. Please contact me via pr@jsycapital.com.au if you have any clues. Many thanks.

    #5602 Reply

    Lawrence

    I have a financial services + derivatives AFSL for sale. please contact me – lawrence@twfs.com.au

    #5619 Reply

    Sam

    I have a client looking to sell AFSL. Has everything for MIS, retail and wholesale, derivatives, foreign exchange, wholesale custody and more.

    To be sold as a clean skin I.e. all current contracts and schemes will be removed within 90 days of sale.

    Two directors and RMs available for handover and ongoing services.

    Rare valuable AFSL. They are looking for $250-200k and ready move asap.

     

    Contact me at samafslforsale@gmail.com

     

     

    #5622 Reply

    Mithin Khan

    We are looking to be AR of an AFSL with FX issuing authority. Please contact me on mithin.khan@fx2.com.au if you know if any dealer group providing this capability. Thanks

    #5626 Reply

    Licensee for sale by company shares.  Very clean. Has MIS, advising, dealing, derivatives, FX, basic deposits etc for w/s clients.  All financials, audits available.  Draft sale & purchase docs also available needed.  Can be turned around quickly.  RM & Director transition can be negotiated.   Contact energytrading@iinet.net.au for details.

    #5632 Reply

    Andy Jay
    Member

    Hi Guy pl get in touch with us regarding your AFSL for sale. Andrew Jay 0413602519

    #5633 Reply

    Andy Jay
    Member

    Hi Sam, Interested in exploring your clients proposition. Pl call on 0413602519. BR, Andrew Jay

    #5634 Reply

    Andy Jay
    Member

    Hi Lawrence, Pl contact Andrew re your AFSL for sale. 0413602519.

    #5635 Reply

    Andy Jay
    Member

    Hi Ken, Pl contact Andrew regarding this licence for sale on 0413602519.

    #5636 Reply

    Andy Jay
    Member

    Hi Andrew, We are very keen to explore the AFSL licence for sale. Pl contact me on 0413602519. Andrew

    #5638 Reply

    Andrew

    Hello,

    I’m looking for an AFSL providing retail and/or wholesale application for an insurance underwriting business.

    Can any assist please?

    Regards.

    Andrew

Viewing 15 posts - 46 through 60 (of 65 total)

Reply

Reply To: AFSL for sale

Your information:


<a href="" title="" rel="" target=""> <blockquote cite=""> <code> <pre> <em> <strong> <del datetime=""> <ul> <ol start=""> <li> <img src="" border="" alt="" height="" width="">

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • trex

    Tailored Regulatory Exchange

    what is this and does it bite ?

    Find OutLogin

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    Responsible Manager Training, AFSL, and ACL applications and variations and more…

    Compliance support