Australian Financial Services Licensing (AFSL) Forum

This topic contains 68 replies, has 8 voices, and was last updated by VanMac Scott 3 weeks, 3 days ago.

Viewing 15 posts - 31 through 45 (of 69 total)
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  • #5476 Reply

    Duran

    <p class=”MsoNormal”>Hi Steve,</p>
    I am also interested in the company with  AFSL license.
    <p class=”MsoNormal”>Feel free to contact me on 0435630 045 or email me on duran.sunke@hotmail.com</p>
    <p class=”MsoNormal”><span lang=”EN-US”> </span><span lang=”EN-US”> </span></p>
    <p class=”MsoNormal”><span lang=”EN-US”>Regards</span></p>
     
    <p class=”MsoNormal”><span lang=”EN-US”>Duran</span></p>

    #5477 Reply

    Duran

    <span style=”color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”>I am also interested in the company with  AFSL license.</span>

    <span style=”color: #4e4e4e; font-family: ‘Lucida Grande’, lucida_sans_unicoderegular; font-size: 12px; background-color: #fbfbfb;”>Feel free to contact me on 0435630 045 or email me on </span>duran.sunke@hotmail.com

    #5478 Reply

    Duran

    Hi Stephen,

    please contact me on 0435630045 to discuss your company with AFSL to sell.

    otherwise email me on duran.sunke@hotmail.com

    #5479 Reply

    Duran

    Hi Stephan,

    Please contact me on 0435 630 045 or email me on duran.sunke@hotmail.com for your company with AFSL to sell.

    #5491 Reply

    Adam

    Hi,

    I know of a Company/AFSL for sale.

    The AFSL allows:

    provide general product advice for general insurance products

    deal in financial products for general insurance products

    general insurance products to retail and wholesale clients

    If anyone is interested let me know.

    Cheers,

    Adam

     

    #5516 Reply

    lawrence

    I’m looking to purchase a financial planning – super, insurance, managed funds etc AFSL. please contact me – lawrence@twfs.com.au

    #5523 Reply

    adam

    Looking for AFSL for basic financial planning pls send through options info@proudfinancial.com

    #5540 Reply

    Ian

    I am looking for and AFSL for sale or the ability to be a Rep under someones licence. Activity is for providing advice and transacting on the sale and purchase of shares (ie M&A).

     

    Thanks

    Ian

    #5558 Reply

    User

    Howdy there! If anyone has an AFSL, whether looking to sell an entity with an AFSL or offering memberships to a co-operative with an AFSL that provides its members to be an authorized representative of the AFSL, please contact me via e-mail.

    E: adib@flatfur.com

     

    #5562 Reply

    Ricky

    Hi Adam,

     

    We are interested in buying the AFSL for general advice. Can you please provide more information.

     

    Please advice on how to contact you.

    #5563 Reply

    Brad

    I have an AFSL with financial planning / securities authorisations.

    No clients attached.

    Owned by accounting firm as secondary business, very limited historical client activity.

    Low risk acquisition. 0407204611

     

     

    #5571 Reply

    Ken

    Hello Ian,

    Are you still looking for an AFSL?  If so, please email me on kdfortein121@gmail.com to explore possibilities.

    Many thanks,

    Ken

    #5572 Reply

    Ken

    Hello User,

    Are you still looking to explore possibilities with an AFSL?  If so, please email me on kdfortein11@gmail.com

    #5573 Reply

    Ken

     
    <p style=”margin: 8px 0px 0px;”><span style=”color: #000000; font-family: Calibri;”>I know of a new AFSL license which could be available for:</span></p>
     
    <p style=”margin: 8px 0px 0px 48px;”><span style=”color: #000000;”><span style=”margin: 0px;”><span style=”margin: 0px;”><span style=”font-family: Calibri;”>1.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>      </span></span></span><span style=”margin: 0px;”><span style=”font-family: Calibri;”>Engaging advisers as Authorised Representatives either individual or corporate;</span></span></span></p>
     
    <p style=”margin: 8px 0px 0px 48px;”><span style=”color: #000000;”><span style=”margin: 0px;”><span style=”margin: 0px;”><span style=”font-family: Calibri;”>2.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>      </span></span></span><span style=”margin: 0px;”><span style=”font-family: Calibri;”>Sale – the licence is new and has no clients attached so no surprises for a buyer.  Comes with RM’s and a compliance infrastructure.</span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 0px;”><span style=”color: #000000; font-family: Palatino Linotype;”> </span></p>
     
    <p style=”margin: 0px 223.73px 0px 0px;”><span style=”color: #000000; font-family: Palatino Linotype;”>Authorisations on the licence as follows:</span></p>
     
    <p style=”margin: 0px 223.73px 0px 48px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>1.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>This licence authorises the licensee to carry on a financial services business to: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 96px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>a.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>provide financial product advice for the following classes of financial products: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 144px; text-indent: -108pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>                                                               </span><span style=”font-family: Palatino Linotype;”>i.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>      </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>superannuation; and </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 96px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>b.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>deal in a financial product by: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 144px; text-indent: -108pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>                                                               </span><span style=”font-family: Palatino Linotype;”>i.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>      </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 192px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>1.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>deposit and payment products limited to: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 240px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>a.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>basic deposit products; </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 192px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>2.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>interests in managed investment schemes including: </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 240px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>a.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>investor directed portfolio services; </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 192px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>3.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>retirement savings accounts (“RSA”) products (within the meaning of the Retirement Savings Account Act 1997); </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 192px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>4.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>securities; and </span></span></span></p>
     
    <p style=”margin: 0px 223.73px 0px 192px; text-indent: -18pt;”><span style=”color: #000000;”><span style=”margin: 0px; font-size: 10pt;”><span style=”margin: 0px;”><span style=”font-family: Palatino Linotype;”>5.</span><span style=”font: 7pt ‘Times New Roman’; margin: 0px; font-size-adjust: none; font-stretch: normal;”>       </span></span></span><span style=”margin: 0px; font-size: 10pt;”><span style=”font-family: Palatino Linotype;”>superannuation; </span></span></span></p>
     
    <p style=”margin: 8px 223.73px 0px 0px;”><span style=”margin: 0px; font-size: 10pt;”><span style=”color: #000000; font-family: Calibri;”>to retail and wholesale clients.</span></span></p>
     
    <p style=”margin: 8px 0px 0px;”><span style=”font-family: Calibri;”><span style=”color: #000000;”>For expressions of interest, email me on kdfortein11@gmail.com</span></span></p>
     
    <p style=”margin: 8px 0px 0px;”><span style=”color: #000000; font-family: Calibri;”>Ken </span></p>
     
    <p style=”margin: 8px 223.73px 0px 0px;”><span style=”color: #000000; font-family: Calibri;”> </span></p>
     

    #5574 Reply

    Ken

    Please ignore my previous post – I tried to copy and paste from a WORD document – it didn’t work, as you can see!  It should read as follows:

    I know of a new AFSL which could be available for:

    1. engaging advisers as Authorised Representative either individually or as Corporate AR;

    2. sale – the licence is new and has no clients attached so no compliance surprises for a buyer.  Comes with RM’s and a compliance infrastructure.

    Authorisations on the licence as follows;

    1. “This licence authorises the licensee to carry on a financial services business to:
    2. <li style=”list-style-type: none;”>

    1. provide financial product advice for the following classes of financial products:
      1. superannuation; and
    2. deal in a financial product by;
      1. applying fork acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
        1. deposit and payment products limited to:
          1. basic deposit products:
        2. interests in managed investment schemes including:
          1. investor directed portfolio services;
        3. retirement savings accounts (“RSA”) products (within the meaning of the Retirement Savings Account Act 1997);
        4. securities; and
        5. superannuation;

    to retain and wholesale clients.”

    For expressions of interest, email me on kdfortein11@gmail.com

    Ken

     

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