Reply To: Individiual AFSL

[David Court]

Hi Marcus,

 

The costs involved will vary depending on the nature of the business and need to be considered on a case-by-case basis.  However, all licensees have capital requirements to meet and will incur audit, insurance, EDR/costs and other regulatory filing.  We suggest discussing the issue further with business colleagues who may be or have been in a similar situation.

 

Author: David Court

 

Co-contributors: Megan McMullan and Greta Walters