Anti-Money Laundering and Counter-Terrorism Financing

Home Forums Anti-Money Laundering and Counter-Terrorism Financing how identify regulatory changes that affect the aml/ctf program? Reply To: how identify regulatory changes that affect the aml/ctf program?

#4893 Reply

Andrew Ham
Member

Hi Linda,

We have responded to your last two questions in turn:

  1. Details of our products and services are available on our website.   We regularly update our website to address any changes relating to these products and services.
  2. Designated service providers have an obligation to include procedures in their AML/CTF programs to identify their AML/CTF risks, the significance of those risks and the effectiveness of the controls in place to manage them.

Please feel free to contact us to see if we can provide you with assistance in assessing the controls in your program.

 

Author: Andrew Ham

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More