Home › Forums › Australian Financial Services Licensing (AFSL) Forum › Do you list the CAR and the staff or just the CAR on the ASIC register › Reply To: Do you list the CAR and the staff or just the CAR on the ASIC register
November 4, 2016 at 11:36 pm
#4962
David
Guest
thankyou for your great reply.
You mention the sub auth rep issuing SOAs in the name of the CAR does that mean that if the advice issued in the CARs name then only the CAR details and the Licencees need to be on the SOA and the individuals does not?
The individials will be listed on the ASIC registers you mention But not anywhere in the SOA?