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Home Forums Australian Financial Services Licensing (AFSL) Forum Can anyone share a draft RM agreement for an AFSL please? Reply To: Can anyone share a draft RM agreement for an AFSL please?

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Grant Holley
Grant Holley
Member

Holley Nethercote and Compact have extensive experience in the financial services sector.

 

At Holley Nethercote, we provide expert and practical legal services and would be happy to assist with the development or review of a Responsible Management Agreement.

 

We also offer expert advice regarding the appointment of a Responsible Manager, as well as providing advice on their ongoing obligations.

 

Please feel free to contact our financial services team if you require further assistance.

 

Compact provides training and compliance services to businesses, industry bodies and government regulators.  As part of this training, Compact offers a half-day course for Responsible Managers.  Please click here for further information.

 

Author: Grant Holley (Partner)

Co-contributor: Diana Lawrence (Clerk)

 

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