Home › Forums › Australian Financial Services Licensing (AFSL) Forum › Brisbane based compliance support › Reply To: Brisbane based compliance support
This forum is moderated by Holley Nethercote Commercial Lawyers (hnlaw.com.au). We’re a law firm that specialises in Financial Services. We also run a training business – Compact Compliance and Training (ccct.com.au). In our experience FOFA assistance normally falls into three categories.
2. Ongoing fee arrangements – Fee disclosure statements
3. Reviewing personal advice delivery methods (processes, templates) in light of best interest duty etc.
We’re Melbourne-based but have clients Australia wide. We do not have a particular contact based in Brisbane to whom we would refer you. If you think we can be of help, don’t hesitate to contact us via email (email@example.com) or drop us a line (03 9670 8200).
Author: Andrew Ham
Co-contributor: Chris Wallace