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Home › Forums › Australian Financial Services Licensing (AFSL) Forum › How do retail and industry funds verify ID and perform a risk assessment if they do not see the client face-to-face? › Re: How do retail and industry funds verify ID and perform a risk assessment if they do not see the client face-to-face?

September 27, 2011 at 11:52 pm #3064

Paul Derham
Member

Hi Danielle.

I agree with Nick that online verification is increasingly common. Another useful bit of information is AUSTRAC’s report on how superannuation trustees meet their AML/CTF requirements.
Please feel free to contact us if you require further information.
Author:  Paul Derham

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