Australian Financial Services Licensing (AFSL) Forum

#3092

Chris

Thank you for your time.

I really should have mentioned in my first post that the FX platform, and therefore PAMM provider is the holder of an AFSL!

Is this all I need to be concerned about?  Not specifically the traders themselves?

And hopefully, using my logic above, I can assume as the PAMM provider is licensed, that I have the ability to allow him to advise clients into a structure such as this?

Thanks again for your time with my confusion

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More