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Home Forums Australian Financial Services Licensing (AFSL) Forum Seeking AFSL holder to become AR: establishing funds and IPO related services Reply To: Seeking AFSL holder to become AR: establishing funds and IPO related services

#7179 Reply

Glenn Hall

<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Hi Team,</div>
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<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Greetings for the day.</div>
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<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>We would like you to help us set up a new business in Australia in the equity research domain wherein we will be providing general recommendations / suggestions to our clients, mentioning what (Stock) to buy/sell/hold or expensive. This will not include any kind of trading platform or brokerage or commissions on trading. We will be just selling advisory reports on a subscription basis.</div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”></div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>If it’s possible, we would like to start a brand new company in Sydney, Australia.</div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”></div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>I think to begin with, someone can help us set up a small/medium size entity in Sydney and help us take care of all the legal documentation.</div>
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<span style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>We will be operating with just 4-5 employees in the beginning and later we will be extending the team size to around 20-25. </span>
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<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Kindly share all the legalities and documentation required.</div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”></div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”><span style=”background-color: #9fc5e8;”>Can we hire an <b>AFSL</b> while you help us apply for a new one?</span></div>
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<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Looking forward to hearing from you.</div>
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<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Cheers,</div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>Glenn</div>
<div style=”color: #222222; font-family: Arial, Helvetica, sans-serif; font-size: small;”>+61251335879</div>

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