Australian Financial Services Licensing (AFSL) Forum

#6774

Robert Harder
Guest

<p class=”MsoNormal”>I’m interested in purchasing a Retail AFSL , for</p>
<p class=”MsoNormal”></p>
<p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>deal in a financial product by:</span></p>
<p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>      (i) issuing, applying for, acquiring, varying or</span></p>
<p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>            disposing of a financial product in respect of</span></p>
<p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>            the following classes of financial products:</span></p>
<p class=”MsoNormal” style=”background: white;”><span style=”font-size: 8.5pt; font-family: ‘Verdana’,sans-serif; color: black;”>        (A) interests in managed investment schemes</span></p>

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More