Australian Financial Services Licensing (AFSL) Forum

Home Forums Australian Financial Services Licensing (AFSL) Forum looking for responsible manager for our financial planning business Reply To: looking for responsible manager for our financial planning business

#6164 Reply
PeterRM
Peter White

Hi Ewan,

I am just finishing up a contract with a financial planning business who has sold to another group. Happy to discuss your needs further in evaluating AFSL requirements and ongoing services. You can reach me on 0414225163.

 

 

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More