Australian Financial Services Licensing (AFSL) Forum

#5686 Reply

Bryan

Hi This is license we are looking for: please feel free to contact me on bryan@nauticac.com. many thanks
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>1. This licence authorises the licensee to carry on a</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      financial services business to:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>   (a) provide general financial product advice for the</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>         following classes of financial products:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (i) deposit and payment products limited to:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (A) non-cash payment products; and</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (ii) foreign exchange contracts;</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>   (b) deal in a financial product by:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (i) issuing, applying for, acquiring, varying or</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            disposing of a financial product in respect of</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            the following classes of financial products:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (A) deposit and payment products limited to:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (1) non-cash payment products; and</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (B) foreign exchange contracts; and</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (ii) applying for, acquiring, varying or disposing</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            of a financial product on behalf of another</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            person in respect of the following classes of</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>            products:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (A) deposit and payment products limited to:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (1) non-cash payment products; and</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>        (B) foreign exchange contracts; and</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>   (c) make a market for the following financial</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>         products:</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      (i) foreign exchange contracts;</div>
<div style=”color: #000000; font-family: Verdana, Arial, Helvetica, sans-serif; font-size: 11px; white-space: nowrap;”>      to retail and wholesale clients.</div>

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