Your AFSL, ACL & AML/CTF Compliance Community
If any of you still have interest in a business that maintains an AFSL, I know of one that may be available for sale.
Recent clear audit. Melbourne based.
AFSL includes some unique authorizations.
Existing RMs may be available to continue with new owners.
Please email energytrading@iienet.net.au
Guy
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Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff
Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…
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