Australian Financial Services Licensing (AFSL) Forum

Home Forums Australian Financial Services Licensing (AFSL) Forum We are running a chat group for paid members which provides trade ideas and analysis. Do we require and afsl Reply To: We are running a chat group for paid members which provides trade ideas and analysis. Do we require and afsl

#5417 Reply
PeterRM
PeterRM
Member

You are providing a financial service/advice to clients/members hence I would expect you would be authorised under an AFSL or be an AR under an AFS licensee.

https://asic.gov.au/for-finance-professionals/afs-licensees/do-you-need-an-afs-licence/

 

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More