Australian Financial Services Licensing (AFSL) Forum

#5399

Dan
Guest

I have an AFSL available with the following authorisations:

(a) provide general financial product advice for
the following classes of financial products:
(i) deposit and payment products limited
to:
(A) basic deposit products;
(ii) interests in managed investment
schemes excluding investor directed
portfolio services; and
(iii) securities; and
(b) deal in a financial product by:
(i) applying for, acquiring, varying or
disposing of a financial product on
behalf of another person in respect of
the following classes of products:
(A) deposit and payment products
limited to:
(1) basic deposit products;
(B) interests in managed investment
schemes excluding investor
directed portfolio services; and
(C) securities;
to retail and wholesale clients.

The company has a recent financial audit report and $1.6M tax offset and is interested in offers for both the AFSL and offset. I can be contacted at dan68trader@gmail.com for initial discussions.

  • Free answers to common Financial Services Regulation (FSR), Consumer Credit and AML/CTF issues.

    Click here to join our LinkedIn group for responsible managers and compliance professionals.
    joinUsOnLinkedIn
  • Training

    Regulatory Compliance Training for Directors, Responsible Managers and Compliance Staff

    View Courses

  • Legal Advice

    Review your AFSL or ACL disclosure documents, conduct a licensee audit and more…

    Get Legal Advice

  • Compliance support

    The HN Hub – an online platform built to support Responsible Managers and Compliance Staff

    More